-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VcwtaBB05SkH3Qauw/tNZahUy0jqcp9X2viYhjYuChsTfEpbhD13IcjhtZKWwzYd NA0/W0oocqLoEIVRdO7RBg== 0001193125-07-029459.txt : 20070213 0001193125-07-029459.hdr.sgml : 20070213 20070213162026 ACCESSION NUMBER: 0001193125-07-029459 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070213 DATE AS OF CHANGE: 20070213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Inc. CENTRAL INDEX KEY: 0001364742 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320174431 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-82091 FILM NUMBER: 07610473 BUSINESS ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-810-5300 MAIL ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: BlackRock, Inc. DATE OF NAME CHANGE: 20060929 FORMER COMPANY: FORMER CONFORMED NAME: New BlackRock, Inc. DATE OF NAME CHANGE: 20060601 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PNC FINANCIAL SERVICES GROUP INC CENTRAL INDEX KEY: 0000713676 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 251435979 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: 249 FIFTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 412-762-2000 MAIL ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: 249 FIFTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP DATE OF NAME CHANGE: 19930505 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP /PA/ DATE OF NAME CHANGE: 19930428 FORMER COMPANY: FORMER CONFORMED NAME: PNC FINANCIAL CORP /PA/ DATE OF NAME CHANGE: 19930412 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 9 Schedule 13G Amendment No. 9

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

SCHEDULE 13G

(RULE 13D-102)

 

INFORMATION STATEMENT PURSUANT TO RULE 13D-1

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(AMENDMENT NO. 9)

 

 

BlackRock, Inc.


(Name of Issuer)

Common Stock


(Title of Class of Securities)

 

 

09247X101

                                (CUSIP Number)                                 

December 31, 2006


(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x Rule 13d-1(b)

¨ Rule 13d-1(c)

¨ Rule 13d-1(d)


CUSIP No. 09247X101     Page 1 of 8 Pages

 

  1)  

Names of Reporting Persons

IRS Identification No. Of Above Persons

   
   

            The PNC Financial Services Group, Inc.

            25-1435979

   
  2)   Check the Appropriate Box if a Member of a Group (See Instructions)  
  a)  ¨  
    b)  ¨    
  3)   SEC USE ONLY  
         
  4)   Citizenship or Place of Organization  
                Pennsylvania    

Number of

Shares

Beneficially

Owned By

Each

Reporting

Person

With

    5)    Sole Voting Power
 
                  44,452,991
    6)    Shared Voting Power
 
                  -0-
    7)    Sole Dispositive Power
 
                  44,398,045
    8)    Shared Dispositive Power
 
                  13,953
  9)   Aggregate Amount Beneficially Owned by Each Reporting Person    
                44,467,174    
10)   Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions   ¨
         
11)   Percent of Class Represented by Amount in Row (9)  
                38.19    
12)   Type of Reporting Person (See Instructions)  
                HC    


CUSIP No. 09247X101     Page 2 of 8 Pages

 

  1)  

Names of Reporting Persons

IRS Identification No. Of Above Persons

   
   

            PNC Bancorp, Inc.

            51-0326854

   
  2)   Check the Appropriate Box if a Member of a Group (See Instructions)  
  a)  ¨  
    b)  ¨    
  3)   SEC USE ONLY  
         
  4)   Citizenship or Place of Organization  
                Delaware    

Number of

Shares

Beneficially

Owned By

Each

Reporting

Person

With

    5)    Sole Voting Power
 
                  44,452,946
    6)    Shared Voting Power
 
                  -0-
    7)    Sole Dispositive Power
 
                  44,391,500
    8)    Shared Dispositive Power
 
                  13,953
  9)   Aggregate Amount Beneficially Owned by Each Reporting Person    
                44,460,629    
10)   Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions   ¨
         
11)   Percent of Class Represented by Amount in Row (9)  
                38.19    
12)   Type of Reporting Person (See Instructions)  
                HC    


CUSIP No. 09247X101     Page 3 of 8 Pages

 

  1)  

Names of Reporting Persons

IRS Identification No. Of Above Persons

   
   

            PNC Bank, National Association

            22-1146430

   
  2)   Check the Appropriate Box if a Member of a Group (See Instructions)  
  a)  ¨  
    b)  ¨    
  3)   SEC USE ONLY  
         
  4)   Citizenship or Place of Organization  
                United States    

Number of

Shares

Beneficially

Owned By

Each

Reporting

Person

With

    5)    Sole Voting Power
 
                  272,446
    6)    Shared Voting Power
 
                  -0-
    7)     Sole Dispositive Power
 
                  211,000
    8)    Shared Dispositive Power
 
                  13,953
  9)   Aggregate Amount Beneficially Owned by Each Reporting Person    
                280,129    
10)   Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions   ¨
         
11)   Percent of Class Represented by Amount in Row (9)  
                0.24    
12)   Type of Reporting Person (See Instructions)  
                BK    


CUSIP No. 09247X101     Page 4 of 8 Pages

 

  1)  

Names of Reporting Persons

IRS Identification No. Of Above Persons

   
   

            J.J.B. Hilliard, W.L. Lyons, Inc.

            61-0734935

   
  2)   Check the Appropriate Box if a Member of a Group (See Instructions)  
  a)  ¨  
    b)  ¨    
  3)   SEC USE ONLY  
         
  4)   Citizenship or Place of Organization  
                Kentucky    

Number of

Shares

Beneficially

Owned By

Each

Reporting

Person

With

    5)    Sole Voting Power
 
                  -0-
    6)    Shared Voting Power
 
                  -0-
    7)    Sole Dispositive Power
 
                  6,500
    8)    Shared Dispositive Power
 
                  -0-
  9)   Aggregate Amount Beneficially Owned by Each Reporting Person    
                6,500    
10)   Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions   ¨
         
11)   Percent of Class Represented by Amount in Row (9)  
                Less than 0.01    
12)   Type of Reporting Person (See Instructions)  
                IA    


CUSIP No. 09247X101     Page 5 of 8 Pages

 

  1)  

Names of Reporting Persons

IRS Identification No. Of Above Persons

   
   

            ADVISORport, Inc.

            51-0391973

   
  2)   Check the Appropriate Box if a Member of a Group (See Instructions)  
  a)  ¨  
    b)  ¨    
  3)   SEC USE ONLY  
         
  4)   Citizenship or Place of Organization  
                Delaware    

Number of

Shares

Beneficially

Owned By

Each

Reporting

Person

With

    5)    Sole Voting Power
 
                  45
    6)    Shared Voting Power
 
                  -0-
    7)    Sole Dispositive Power
 
                  45
    8)    Shared Dispositive Power
 
                  -0-
  9)   Aggregate Amount Beneficially Owned by Each Reporting Person    
                45    
10)   Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions   ¨
         
11)   Percent of Class Represented by Amount in Row (9)  
                Less than 0.01    
12)   Type of Reporting Person (See Instructions)  
                IA    


    Page 6 of 8 Pages

 

ITEM 2(a) -    NAME OF PERSON FILING:      
   The PNC Financial Services Group, Inc.; PNC Bancorp, Inc.; PNC Bank, National Association; J.J.B. Hilliard, W.L. Lyons, Inc.; and ADVISORport, Inc.      
ITEM 2(b) -    ADDRESS OF PRINCIPAL BUSINESS OFFICE:      
  

The PNC Financial Services Group, Inc. - One PNC Plaza, 249 Fifth Avenue, Pittsburgh, PA 15222-2707

PNC Bancorp, Inc. - 300 Delaware Avenue, Suite 304, Wilmington, DE 19801

PNC Bank, National Association - One PNC Plaza, 249 Fifth Avenue, Pittsburgh, PA 15222-2707

J.J.B. Hilliard, W.L. Lyons, Inc. - 500 West Jefferson Street, Louisville, KY 40202-2823

ADVISORport, Inc. - 760 Moore Road, King of Prussia, PA 19406

     
ITEM 2(c) -    CITIZENSHIP:      
  

The PNC Financial Services Group, Inc. - Pennsylvania

PNC Bancorp, Inc. - Delaware

PNC Bank, National Association - United States

J.J.B. Hilliard, W.L. Lyons, Inc. - Kentucky

ADVISORport, Inc. - Delaware

     


    Page 7 of 8 Pages

 

ITEM 4 -    OWNERSHIP:      
   The following information is as of December 31, 2006:      
   (a)   

Amount Beneficially Owned:

 

44,467,174 shares

     
   (b)   

Percent of Class:

 

38.19

     
   (c)    Number of shares to which such person has:      
      (i)   

sole power to vote or to direct the vote

 

44,452,991

     
      (ii)   

shared power to vote or to direct the vote

 

-0-

     
      (iii)   

sole power to dispose or to direct the disposition of

 

44,398,045

     
      (iv)   

shared power to dispose or to direct the disposition of

 

13,953

     
   Of the total shares reported herein, 6,500 shares are held in accounts at J.J.B. Hilliard, W.L. Lyons, Inc. in a fiduciary capacity.      
   Of the total shares reported herein, 280,129 shares are held in accounts at PNC Bank, National Association in a fiduciary capacity.      
   Of the total shares reported herein, 45 shares are managed by ADVISORport, Inc. as fiduciary, but are held at the custodian.      
ITEM 7 -   

IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED

THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:

   Included are the following subsidiaries of The PNC Financial Services Group, Inc. - HC:      
   PNC Bancorp, Inc. - HC (wholly owned subsidiary of The PNC Financial Services Group, Inc.)      
   PNC Bank, National Association - BK (wholly owned subsidiary of PNC Bancorp, Inc.)      
   J.J.B. Hilliard, W.L. Lyons, Inc. - IA (indirect wholly owned subsidiary of The PNC Financial Services Group, Inc.)      
   ADVISORport, Inc. - IA (indirect wholly owned subsidiary of The PNC Financial Services Group, Inc.)      
ITEM 10 -    CERTIFICATION:      
   By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.      


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 12, 2007

    

February 12, 2007

Date      Date
By:  

/s/ George P. Long, III

     By:  

/s/ George P. Long, III

  Signature - The PNC Financial Services Group, Inc.        Signature - PNC Bank, National Association
 

George P. Long, III, Corporate Secretary

      

George P. Long, III, Secretary

  Name & Title        Name & Title

February 12, 2007

    

February 12, 2007

Date      Date
By:  

/s/ Maria C. Schaffer

     By:  

/s/ James R. Allen

  Signature - PNC Bancorp, Inc.        Signature - J.J.B. Hilliard, W.L. Lyons, Inc.
 

Maria C. Schaffer, Executive Vice President

      

James R. Allen, Chairman, President & CEO

  Name & Title        Name & Title

February 12, 2007

      
Date       
By:  

/s/ Maria C. Schaffer

      
  Signature - ADVISORport, Inc.       
 

Maria C. Schaffer, Senior Vice President

      
  Name & Title       

AN AGREEMENT TO FILE A JOINT STATEMENT FOR

THE PNC FINANCIAL SERVICES GROUP, INC.,

PNC BANCORP, INC. AND PNC BANK, NATIONAL ASSOCIATION

WAS PREVIOUSLY FILED AS EXHIBIT A TO SCHEDULE 13G

AN AGREEMENT TO FILE A JOINT STATEMENT FOR

J.J.B. HILLIARD, W.L. LYONS, INC.,

WAS PREVIOUSLY FILED AS EXHIBIT A TO AMENDMENT NO. 4 TO SCHEDULE 13G


Page 8 of 8 Pages

EXHIBIT A

AGREEMENT

February 12, 2007

The undersigned hereby agrees to file a joint statement on Schedule 13G under the Securities and Exchange Act of 1934, as amended (the “Act”) in connection with their beneficial ownership of common stock issued by BlackRock, Inc.

The undersigned states that it is entitled to individually use Schedule 13G pursuant to Rule 13d-1(c) of the Act.

The undersigned is responsible for the timely filing of the statement and any amendments thereto, and for the completeness and accuracy of their own information contained therein but is not responsible for the completeness or accuracy of the information concerning the other joint filers.

This Agreement applies to any amendments to Schedule 13G.

 

ADVISORPORT, INC.
BY:  

/s/ Maria C. Schaffer

  Maria C. Schaffer, Senior Vice President
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